Compliance Project
Multi Asset
General Partner, Paris
A Parisian management company, investing mainly in PE, PD and RE, which due to strong growth, must adapt its information system in order to effectively verify the compliance ratios of all of these funds.
Challenge
The selection and implementation of a solution to automate the Compliance rules to allow the Compliance team to focus on the points of vigilance.
Solution
We had to define all the compliance rules and where the information used by it is located. the implementation of the system showed that the information was filled in unevenly and in heterogeneous places by the different teams.
We had to centralize, make reliable and consolidate portfolio data in order to ensure the quality of the data.
Result
The tool now allows automatic pre & post trade checks. The definition of operating methods and the homogenization of processes have enabled teams, not only of compliance, but also Fund Ops, Marketing and Management to have access to centralized and standardized data.